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PERFORMANCE EQUITY MANAGEMENT

Business and Investment Profile

The PERFORMANCE EQUITY MANAGEMENT is a privately held investment adviser that advises $13.93Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. PERFORMANCE EQUITY MANAGEMENT is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 39.6% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 24.94 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 5 GREENWICH OFFICE PARK THIRD FLOOR, GREENWICH, CT. The Group has been subject to regulatory enforcement actions. They are regulated by 6 US and Non-US bodies.

Employee Profile

They have 35 employees comprised of 12 investment and 23 non-investment staff. The total number of Employees increased by 6.06% over the last 5-years.

Asset Profile

Their $13.93Bn in assets advised are owned by 28 private funds, 0 public funds and BDCs and 3 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $9.21Bn or 66.1% of Total Assets and Corporations or Other Businesses own $4.52Bn or 32.47% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Fund of Funds, representing 100% of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Corporations or Other Businesses.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 3 Custodians and 10 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

PERFORMANCE EQUITY MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Business Complexity/Risk Profile

They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In PERFORMANCE EQUITY MANAGEMENT's case, they have 17 business conditions that require high process maturity and 2 Watch Factors.

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Keywords: [PERFORMANCE, EQUITY]
Generated 2026-03-04T15:32:54.8017111.  © 2026 Convergence.