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BELPOINTE ASSET MANAGEMENT GROUP

Business and Investment Profile

The BELPOINTE ASSET MANAGEMENT GROUP is a privately held investment adviser that advises $6.35Bn in regulatory assets under management held in 2 SEC fund types across 3 investment strategies. BELPOINTE ASSET MANAGEMENT GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 259.6% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 17.63 years and is comprised of 4 filing and 0 relying advisers. They operate out of 44 office locations with their Headquarters at 500 DAMONTE RANCH PARKWAY BUILDING 700, UNIT 700, RENO, NV. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 322 employees comprised of 217 investment and 105 non-investment staff. The total number of Employees increased by 161.79% over the last 5-years.

Asset Profile

Their $6.35Bn in assets advised are owned by 4 private funds, 3 public funds and BDCs and 220 other accounts. Assets of Individuals clients own $2.28Bn or 35.96% of Total Assets and High Net Worth Individuals own $1.86Bn or 29.34% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, Early Stage and Derivatives, representing 100%, 0% and 0% of total assets, respectively.

Client Profile

They advise 8 types of clients, top clients are Individuals and High Net Worth Individuals.

Service Provider Profile

The Group uses 3 Fund Administrators, 2 Fund Auditors, 1 Prime Brokers, 2 Custodians and 3 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

BELPOINTE ASSET MANAGEMENT GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 2 funds.

Business Complexity/Risk Profile

They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In BELPOINTE ASSET MANAGEMENT GROUP's case, they have 20 business conditions that require high process maturity and 1 Watch Factors.

Full profile: BELPOINTE ASSET MANAGEMENT GROUP

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Keywords: [COLLABORATIVE, MANAGERS,, FORTIS, BELPOINTE]
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