The PORTOLAN CAPITAL MANAGEMENT, LLC is a privately held investment adviser that advises $1.81Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. PORTOLAN CAPITAL MANAGEMENT, LLC is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 61.61% over the last 5-years.
The Group has been registered with the SEC for 13.85 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at TWO INTERNATIONAL PLACE SUITE 2630, BOSTON, MA. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 12 employees comprised of 4 investment and 8 non-investment staff. The total number of Employees increased by 9.09% over the last 5-years.
Their $1.81Bn in assets advised are owned by 4 private funds, 1 public fund and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $837.97mn or 46.35% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $689.05mn or 38.12% of Total Assets.
The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.
They advise 3 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 2 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
PORTOLAN CAPITAL MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a LOW risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In PORTOLAN CAPITAL MANAGEMENT, LLC's case, they have 5 business conditions that require high process maturity and 0 Watch Factors.