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WHITE WING WEALTH MANAGEMENT

Business and Investment Profile

The WHITE WING WEALTH MANAGEMENT is a privately held investment adviser that advises $165.27mn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. WHITE WING WEALTH MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 66.53% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 3.78 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 10001 WOODLOCH FOREST DRIVE SUITE 515, THE WOODLANDS, TX. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 5 employees comprised of 2 investment and 3 non-investment staff. The total number of Employees increased by 400% over the last 5-years.

Asset Profile

Their $165.27mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $111.92mn or 67.72% of Total Assets and Individuals own $40mn or 24.2% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Real Estate, representing 100% of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

WHITE WING WEALTH MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Business Complexity/Risk Profile

They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In WHITE WING WEALTH MANAGEMENT's case, they have 4 business conditions that require high process maturity and 1 Watch Factors.

Full profile: WHITE WING WEALTH MANAGEMENT

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Keywords: [WING, WHITE]
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