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BRIGHT HOLDINGS GROUP

Business and Investment Profile

The BRIGHT HOLDINGS GROUP is a privately held investment adviser that advises $139.77mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. BRIGHT HOLDINGS GROUP is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 63% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 4.8 years and is comprised of 2 filing and 0 relying advisers. They operate out of 4 office locations with their Headquarters at 570 DEVALL DRIVE SUITE 303, AUBURN, AL. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 11 employees comprised of 9 investment and 2 non-investment staff. The total number of Employees increased by 83.33% over the last 5-years.

Asset Profile

Their $139.77mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 5 other accounts. Assets of Corporations or Other Businesses clients own $109.81mn or 78.56% of Total Assets and High Net Worth Individuals own $23.53mn or 16.84% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Corporations or Other Businesses and High Net Worth Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

BRIGHT HOLDINGS GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Business Complexity/Risk Profile

They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In BRIGHT HOLDINGS GROUP's case, they have 10 business conditions that require high process maturity and 1 Watch Factors.

Full profile: BRIGHT HOLDINGS GROUP

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