The PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. is a privately held investment adviser that advises $1.7Bn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 306.53% over the last 5-years.
The Group has been registered with the SEC for 24.29 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 1924 S. UTICA AVE SUITE 1120, TULSA, OK. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 6 employees comprised of 2 investment and 4 non-investment staff. The total number of Employees remained the same over the last few years.
Their $1.7Bn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 1 other account. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $1.68Bn or 98.8% of Total Assets and Charitable Organizations own $20.37mn or 1.2% of Total Assets.
The Group's top investment strategies include Long/Short Equity and Multi Strat, representing 98.15% and 1.85% of total assets, respectively.
They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Charitable Organizations.
The Group uses 0 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 4 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 5 private funds with $841.35mn in assets.
The Group discloses advisory fees, management fees and performance-based fees.
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.'s case, they have 10 business conditions that require high process maturity and 2 Watch Factors.