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COIN CAPITAL GROUP

Business and Investment Profile

The COIN CAPITAL GROUP is a non SEC/STATE investment adviser that advises $30.2mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. COIN CAPITAL GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 3,426.18% over the last 5-years.

Regulatory Profile

The Group has been registered with the STATE for 2.56 years and is comprised of 0 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 14362 N FRANK LLOYD WRIGHT BLVD SUITE 1000, SCOTTSDALE, AZ. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 2 employees comprised of 1 investment and 1 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $30.2mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 0 other accounts. Assets of Individuals clients own $13.07mn or 43.26% of Total Assets and High Net Worth Individuals own $8.69mn or 28.77% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Digital Assets, representing 100% of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Individuals and High Net Worth Individuals.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 4 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

COIN CAPITAL GROUP names 0 sub-advisers advised by the group. The Group has not been named as the sub-adviser to any fund.

Business Complexity/Risk Profile

They have a risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In COIN CAPITAL GROUP's case, they have 0 business conditions that require high process maturity and 1 Watch Factors.

Full profile: COIN CAPITAL GROUP

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Keywords: [NABERS, K, SOLO]
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