The PPB ADVISORS is a privately held investment adviser that advises $7.9Bn in regulatory assets under management held in 3 SEC fund types across 4 investment strategies. PPB ADVISORS is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 884.45% over the last 5-years.
The Group has been registered with the SEC for 10.74 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 300 BARR HARBOR DRIVE SUITE 260, W. CONSHOHOCKEN, PA. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.
They have 48 employees comprised of 0 investment and 48 non-investment staff. The total number of Employees increased by 269.23% over the last 5-years.
Their $7.9Bn in assets advised are owned by 104 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $7.9Bn or 100% of Total Assets.
The Group's top investment strategies include Fund of Funds, FI/Credit - Diverse and ESG, representing 94.62%, 4.74% and 0.39% of total assets, respectively.
They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 6 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
PPB ADVISORS names 27 sub-advisers ALIGN IMPACT, LLC, APOLLON WEALTH MANAGEMENT, LLC, BEVERLY HILLS PRIVATE WEALTH, LLC, CANAL CAPITAL MANAGEMENT, LLC, CAPROCK MANAGEMENT, LLC, CAPTRUST, CORDOBA ADVISORY PARTNERS LLC, CORIENT, CRESCENT GROVE ADVISORS, CURA WEALTH ADVISORS, LLC, CYNDEO WEALTH PARTNERS, EMPIRICAL WEALTH MANAGEMENT, EP WEALTH ADVISORS, FI3 FINANCIAL ADVISORS, LLC, FIDUCIENT ADVISORS LLC, FOCUS PARTNERS WEALTH, LLC, HIGHTOWER ADVISORS, LLC, HOHIMER WEALTH MANAGEMENT, LLC, KATHMERE CAPITAL MANAGEMENT, LLC, LOTUSGROUP CAPITAL, MADISON AVENUE SOLUTIONS, LLC, MATTER FAMILY OFFICE, NORDWAND INVESTMENTS, LLC, SCS CAPITAL MANAGEMENT LLC, SHOREPOINT CAPITAL PARTNERS LLC, TSCHETTER GROUP, WESTMOUNT PARTNERS, LLC to 74 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In PPB ADVISORS's case, they have 15 business conditions that require high process maturity and 2 Watch Factors.