The IRONWOOD FINANCIAL PHOENIX is a privately held investment adviser that advises $574.85mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. IRONWOOD FINANCIAL PHOENIX is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 150.22% over the last 5-years.
The Group has been registered with the SEC for 16.47 years and is comprised of 2 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at SAN TAN CORPORATE CENTER 3100 W. RAY RD. SUITE 301, CHANDLER, AZ. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 24 employees comprised of 14 investment and 10 non-investment staff. The total number of Employees increased by 33.33% over the last 5-years.
Their $574.85mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 41 other accounts. Assets of High Net Worth Individuals clients own $386.56mn or 67.24% of Total Assets and Individuals own $152.66mn or 26.56% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
IRONWOOD FINANCIAL PHOENIX names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In IRONWOOD FINANCIAL PHOENIX's case, they have 9 business conditions that require high process maturity and 0 Watch Factors.