The EAB INVESTMENT GROUP is a privately held investment adviser that advises $3.68Bn in regulatory assets under management held in 2 SEC fund types across 4 investment strategies. EAB INVESTMENT GROUP is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets decreased by 32.24% over the last 5-years.
The Group has been registered with the SEC for 10.68 years and is comprised of 3 filing and 0 relying advisers. They operate out of 5 office locations with their Headquarters at 138 CONANT STREET SUITE 100, BEVERLY, MA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 43 employees comprised of 30 investment and 13 non-investment staff. The total number of Employees remained the same over the last few years.
Their $3.68Bn in assets advised are owned by 5 private funds, 10 public funds and BDCs and 30 other accounts. Assets of Investment Companies (IC) clients own $2.59Bn or 70.44% of Total Assets and Pension and Profit Sharing Plans-Private own $424.12mn or 11.52% of Total Assets.
The Group's top investment strategies include Multi Strat, FI/Credit - Diverse and Long/Short Equity, representing 45.15%, 33.29% and 21.56% of total assets, respectively.
They advise 6 types of clients, top clients are Investment Companies (IC) and Pension and Profit Sharing Plans-Private.
The Group uses 1 Fund Administrators, 2 Fund Auditors, 1 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $54.19mn in assets.
The Group discloses fixed fees, management fees and performance-based fees.
EAB INVESTMENT GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In EAB INVESTMENT GROUP's case, they have 21 business conditions that require high process maturity and 2 Watch Factors.