The VISTA FINANCE is a privately held investment adviser that advises $295.11mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. VISTA FINANCE is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 37.87% over the last 4-years.
The Group has been registered with the SEC for 4.92 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 100 SOUTH BRENTWOOD SUITE 350, CLAYTON, MO. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 8 employees comprised of 5 investment and 3 non-investment staff. The total number of Employees increased by 166.67% over the last 4-years.
Their $295.11mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 23 other accounts. Assets of High Net Worth Individuals clients own $253.09mn or 85.76% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $21.35mn or 7.24% of Total Assets.
The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $10.68mn in assets.
The Group discloses fixed fees and management fees.
VISTA FINANCE names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In VISTA FINANCE's case, they have 11 business conditions that require high process maturity and 1 Watch Factors.