The GLADSTONE GROUP is a privately held investment adviser that advises $6.82Bn in regulatory assets under management held in 0 SEC fund types across 4 investment strategies. GLADSTONE GROUP is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 547.63% over the last 5-years.
The Group has been registered with the SEC for 23.4 years and is comprised of 1 filing and 0 relying advisers. They operate out of 7 office locations with their Headquarters at 1521 WESTBRANCH DRIVE SUITE 100, MCLEAN, VA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 45 employees comprised of 40 investment and 5 non-investment staff. The total number of Employees remained the same over the last few years.
Their $6.82Bn in assets advised are owned by 0 private funds, 5 public funds and BDCs and 0 other accounts. Assets of Business Development Companies (BDC) clients own $4.1Bn or 60.22% of Total Assets and Investment Companies (IC) own $2.71Bn or 39.78% of Total Assets.
The Group's top investment strategies include FI/Credit - Lending, Real Estate and Traditional LBO, representing 60.22%, 35.97% and 2.93% of total assets, respectively.
They advise 2 types of clients, top clients are Business Development Companies (BDC) and Investment Companies (IC).
The Group uses 1 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 3 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 3 private funds with $3.28Bn in assets.
The Group discloses advisory fees, management fees and performance-based fees.
GLADSTONE GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In GLADSTONE GROUP's case, they have 8 business conditions that require high process maturity and 0 Watch Factors.