The ARAGON GLOBAL MANAGEMENT is a privately held investment adviser that advises $367.95mn in regulatory assets under management held in 2 SEC fund types across 1 investment strategies. ARAGON GLOBAL MANAGEMENT is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 206.63% over the last 4-years.
The Group has been registered with the SEC for 4.61 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 3480 MAIN HIGHWAY SUITE 301, MIAMI, FL. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 3 employees comprised of 2 investment and 1 non-investment staff. The total number of Employees decreased by 40% over the last 4-years.
Their $367.95mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 1 other account. Assets of Corporations or Other Businesses clients own $241.37mn or 65.6% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $126.59mn or 34.4% of Total Assets.
The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.
They advise 2 types of clients, top clients are Corporations or Other Businesses and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 2 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 3 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees, management fees and performance-based fees.
ARAGON GLOBAL MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In ARAGON GLOBAL MANAGEMENT's case, they have 13 business conditions that require high process maturity and 2 Watch Factors.