The FOUNTAIN SQUARE ASSET MANAGEMENT is a privately held investment adviser that advises $915.22mn in regulatory assets under management held in 0 SEC fund types across 2 investment strategies. FOUNTAIN SQUARE ASSET MANAGEMENT is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 19,290.22% over the last 4-years.
The Group has been registered with the SEC for 4.18 years and is comprised of 1 filing and 0 relying advisers. They operate out of 4 office locations with their Headquarters at 4520 COOPER ROAD SUITE 201, CINCINNATI, OH. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 5 employees comprised of 3 investment and 2 non-investment staff. The total number of Employees increased by 25% over the last 4-years.
Their $915.22mn in assets advised are owned by 1 private fund, 1 public fund and BDCs and 3 other accounts. Assets of Investment Companies (IC) clients own $672.34mn or 73.46% of Total Assets and High Net Worth Individuals own $112.35mn or 12.28% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse and Multi Strat, representing 94.82% and 5.18% of total assets, respectively.
They advise 6 types of clients, top clients are Investment Companies (IC) and High Net Worth Individuals.
The Group uses 2 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
FOUNTAIN SQUARE ASSET MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In FOUNTAIN SQUARE ASSET MANAGEMENT's case, they have 11 business conditions that require high process maturity and 0 Watch Factors.