The G10 is a privately held investment adviser that advises $8.72Bn in regulatory assets under management held in 4 SEC fund types across 7 investment strategies. G10 is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 28,617.29% over the last 2-years.
The Group has been registered with the SEC for 2.26 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 217 INTERNATIONAL CIRCLE, HUNT VALLEY, MD. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 43 employees comprised of 12 investment and 31 non-investment staff. The total number of Employees decreased by 14% over the last 2-years.
Their $8.72Bn in assets advised are owned by 12 private funds, 0 public funds and BDCs and 36 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $8.68Bn or 99.63% of Total Assets and High Net Worth Individuals own $20.88mn or 0.24% of Total Assets.
The Group's top investment strategies include Multi Strat, Long/Short Equity and Real Estate, representing 63.99%, 21.61% and 6.88% of total assets, respectively.
They advise 4 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 7 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 12 private funds with $4.34Bn in assets.
The Group discloses management fees and performance-based fees.
G10 names 1 sub-adviser PARAMETRIC PORTFOLIO ASSOCIATES to 1 different fund advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In G10's case, they have 15 business conditions that require high process maturity and 0 Watch Factors.