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OASIS CAPITAL PARTNERS US

Business and Investment Profile

The OASIS CAPITAL PARTNERS US is a privately held investment adviser that advises $6.62mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. OASIS CAPITAL PARTNERS US is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets remained the same over the last few years.

Regulatory Profile

The Group has been registered with the SEC for 0.91 years and is comprised of 2 filing and 0 relying advisers. They operate out of 7 office locations with their Headquarters at 136 S 4TH STREET, FOREST CITY, IA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 31 employees comprised of 23 investment and 8 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $6.62mn in assets advised are owned by 0 private funds, 1 public fund and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients total $6.62mn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Investment Companies (IC).

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

OASIS CAPITAL PARTNERS US names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Business Complexity/Risk Profile

They have a HIGH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In OASIS CAPITAL PARTNERS US's case, they have 13 business conditions that require high process maturity and 0 Watch Factors.

Full profile: OASIS CAPITAL PARTNERS US

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Keywords: [INVESTMENTS,, OASIS, ALPHABIT]
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