The TAORMINA WEALTH ADVISORY GROUP is a privately held investment adviser that advises $1.34Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. TAORMINA WEALTH ADVISORY GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets remained the same over the last few years.
The Group has been registered with the SEC for 0.54 years and is comprised of 1 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 525 NJ-73 SUITE 200, EVESHAM TOWNSHIP, NJ. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 24 employees comprised of 11 investment and 13 non-investment staff. The total number of Employees remained the same over the last few years.
Their $1.34Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 20 other accounts. Assets of High Net Worth Individuals clients own $1.02Bn or 76.5% of Total Assets and Individuals own $241.25mn or 18.05% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
TAORMINA WEALTH ADVISORY GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In TAORMINA WEALTH ADVISORY GROUP's case, they have 9 business conditions that require high process maturity and 0 Watch Factors.