The CANACCORD GENUITY WEALTH MANAGEMENT is a privately held investment adviser that advises $2.17Bn in regulatory assets under management held in 0 SEC fund types across 3 investment strategies. CANACCORD GENUITY WEALTH MANAGEMENT is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 435.85% over the last 5-years.
The Group has been registered with the SEC for 10.3 years and is comprised of 1 filing and 0 relying advisers. They operate out of 8 office locations with their Headquarters at 1133 MELVILLE STREET SUITE 1100, VANCOUVER, WA. The Group has been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 31 employees comprised of 31 investment and 0 non-investment staff. The total number of Employees increased by 342.86% over the last 5-years.
Their $2.17Bn in assets advised are owned by 9 private funds, 13 public funds and BDCs and 3 other accounts. Assets of Investment Companies (IC) clients own $1.28Bn or 59.02% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $787.34mn or 36.31% of Total Assets.
The Group's top investment strategies include Multi Strat, Long/Short Equity and FI/Credit - Diverse, representing 89.1%, 7.69% and 3.21% of total assets, respectively.
They advise 5 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 6 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 5 Custodians and 5 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
CANACCORD GENUITY WEALTH MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In CANACCORD GENUITY WEALTH MANAGEMENT's case, they have 8 business conditions that require high process maturity and 1 Watch Factors.