Manager Details - Convergence

The FUNDAMENTAL ADVISORS LP Profile

The FUNDAMENTAL ADVISORS LP is comprised of investment advisers registered with the U.S. Securities and Exchange Commission. They provide advisory services to Public, Private, and Sub Funds.

1
filing Adviser
that disclose

$3.96 bn
in regulatory assets under
management, a change of
1.5% over the last
12-months

It reports 38 FTE's
a change of 2 Investment professionals and -1 non-Investment professionals
since 2023-03-31

Their primary address is
745 Fifth Ave 25th Floor, New York
New York, United States and it lists
one additional office
address.

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Type of Accounts	#	Assets (BN)
High Net Worth Investors
Individual Investors
BDCs
Public, Private, and Sub Funds	6	$3.96
Undisclosed
Total Accounts and Assets	9	$3.96

Fund Type	#	Assets(BN)
Hedge Fund
Venture Capital Fund
Securitied Asset
Private Equity Fund
Real Estate Fund
Liquidity Fund
Other (hybrid) Fund
Sub Fund
Total Funds And Assets	6	$3.96

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Major Asset Classes	Adviser 1
Derivatives	Y
Energy	Y
Fixed Income-Other	Y
Fixed Income-Private	Y
Fixed Income-Public	Y
Public Equity	Y
Real Estate	Y
Unique Asset Classes	7

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A “filing adviser” is an investment adviser registered with the SEC that files a single umbrella registration on behalf of “Relying Advisers.”

Adviser Name	Primary Strategy	Total RAUM(BN)	Private RAUM(BN)	Other Assets	# of Funds	DRP's
FUNDAMENTAL ADVISORS LP (157899)		$3.96	$3.96		6
Totals		3.96	3.96		6

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FUNDAMENTAL ADVISORS LP controls 0 Relying Advisers

A “relying adviser” is an investment adviser eligible to register with the SEC that relies on a filing adviser to file (and amend) a single umbrella registration on its behalf. For a group of private fund advisers that operate as a single advisory business to qualify for Umbrella Registration, they must meet the following five requirements.

The Filing Adviser and each Relying Adviser advise only private funds and/or “qualified clients” in separately managed accounts that are otherwise eligible to invest in the private funds advised by the Filing Adviser or a Relying Adviser and whose accounts pursue investment objectives and strategies that are substantially similar or otherwise related to those private funds.
The Filing Adviser’s principal office and place of business is in the United States, and all of the substantive provisions of the Advisers Act and rules apply to the Filing Adviser and each Relying Adviser.
Each Relying Adviser, its employees, and persons acting on its behalf are subject to the Filing Adviser’s supervision and control.
Each Relying Adviser’s advisory activities are subject to the Advisers Act and rules, and subject to SEC examination.
The Filing Adviser and each Relying Adviser operate under a single code of ethics and written policies and procedures adopted and implemented in accordance with rule 206(4)-7 of the Advisers Act and administered by a single chief compliance officer in accordance with the rule.

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Type of Service Provider	#SPs	#Funds	Asset(BN)
Outsource Fund Administrators	1
Fund Auditor	1
Prime Broker	1
Custodians	5
Third Party Marketer	8
Outsourced Compliance Firms	0
Inhouse Compliance	0
Totals	16	23	$35.19

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Type Of Client	2024
Individuals
High Net Worth Individuals
Banking of Thrift Institutions
Investment Companies (IC)
Business Development Companies (BDC)
Pooled Investment Vehicles (Not IC or BDC)
Pension and Profit Sharing Plans-Private
Government Entities and Pension Plans
Charitable Organizations
Other Investment Advisers
Insurance Companies
Sovereign Wealth Funds and Foreign Institutions
Corporations or Other Businesses
Other:
Total

Sample of 3 Known Investors	Assets

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Fund Strategy All or By Adviser	Yes/No	Funds	Asset(BN)
Distressed Debt	Yes
Equity	Yes
Total Fund Strategies	2	6	$3.96

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Name	Title	Asset Class
Laurence L. Gottlieb	Chief Executive Officer	Not Available
Robert Leonard Weiss	Chief Financial Officer	Not Available
Justin Michael Vinci	Chief Operating Officer	Not Available
Jennifer Michelle Lin	Chief Compliance Officer	Not Available

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Function	# Factors	# High Complexity
Operational	21
Compliance	17
Vendor	23
Regulatory Event	2
Human Capital	5
Totals	68	12

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Data not applicable or was not provided by the filing Manager.

Name of Regulator	Country	Yes/No	#Advisers
Commodity Futures Trading Commission	United States	Y
Securities And Exchange Commission	United States	Y
Totals		2	2

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